Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody John OttoSecurities America, Inc.SII Investments, Inc.$10006-03-2013
Mark Joseph SlatterySecurities America, Inc.SII Investments, Inc.$10006-03-2013
Michael Marvin MuskeSecurities America, Inc.SII Investments, Inc.$5006-03-2013
James Burleigh TollertonSecurities America, Inc.SII Investments, Inc.$1003-06-2014
Lisa Jeanne BakerSecurities America, Inc.SII Investments, Inc.03-25-2015
Eric A. HaysSecurities America, Inc.SII Investments, Inc.03-25-2015
Corey Dale HeimensenSecurities America, Inc.SII Investments, Inc.$10010-16-2017
Michael W. PattersonSecurities America, Inc.SII Investments, Inc.$2510-17-2017
Tom Vincent BrattainSecurities America, Inc.SII Investments, Inc.10-17-2017
Steven Wayne CramSecurities America, Inc.SII Investments, Inc.10-18-2017
Joel Howard WeberSecurities America, Inc.SII Investments, Inc.10-19-2017
James Jason HerzogSecurities America, Inc.SII Investments, Inc.10-19-2017
Dustin AbelsSecurities America, Inc.SII Investments, Inc.10-19-2017
Michael Stephen MyersSecurities America, Inc.SII Investments, Inc.$5010-20-2017
Roger Harvey BlytheSecurities America, Inc.SII Investments, Inc.$1410-24-2017
James Winfred ShorrSecurities America, Inc.SII Investments, Inc.10-25-2017
Scott Wayne HamerslySecurities America, Inc.SII Investments, Inc.$20010-26-2017
Kerry Elton BolenSecurities America, Inc.SII Investments, Inc.$5010-26-2017
Michael Randolph FeredaySecurities America, Inc.SII Investments, Inc.$3510-31-2017
Matthew Stephen SawyerSecurities America, Inc.SII Investments, Inc.10-31-2017
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$5011-01-2017
Julie Ann CoombsSecurities America, Inc.SII Investments, Inc.$5011-01-2017
Todd Scott SmithSecurities America, Inc.SII Investments, Inc.11-15-2017
Timothy Alan KunkelSecurities America, Inc.SII Investments, Inc.$5011-16-2017
Andrew Charles FrazierSecurities America, Inc.SII Investments, Inc.$5011-27-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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