Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy E. TarantoSecurities America, Inc.Voya Financial Advisors, Inc.11-15-2018
Pamela Juliet SamsSecurities America, Inc.Voya Financial Advisors, Inc.$111-10-2017
Donna Sue Littrel BarnardSecurities America, Inc.Voya Financial Advisors, Inc.07-25-2017
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.$1001-27-2017
Richard Huntley HedrickSecurities America, Inc.Voya Financial Advisors, Inc.11-17-2016
Patrick Charles Gorkow Sr.Securities America, Inc.Voya Financial Advisors, Inc.$2512-10-2014
Connie Ann Van OrnumSecurities America, Inc.Voya Financial Advisors, Inc.$5011-28-2014
Patrick Yawtong HuangSecurities America, Inc.Voya Financial Advisors, Inc.$112-18-2013
Peggine Troy TellezSecurities America, Inc.Voya Financial Advisors, Inc.$112-18-2013
Roger Jyhjung ChangSecurities America, Inc.Voya Financial Advisors, Inc.$5012-18-2013
Casey Claude RossiterSecurities America, Inc.Voya Financial Advisors, Inc.10-14-2013
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.$106-27-2012
Coley Baynes Davis IIISecurities America, Inc.Voya Financial Advisors, Inc.$5004-20-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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