Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann T RiederSecurities America, Inc.Wall Street Financial Group, Inc.$15009-23-2016
Mark Graham HeinSecurities America, Inc.Wall Street Financial Group, Inc.$8209-23-2016
Robert MastrosimoneSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Dean Mark LicataSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Marion Rosanne SyversenSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Joseph Steven AltobelliSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
William Herman DixonSecurities America, Inc.Wall Street Financial Group, Inc.$4809-23-2016
Robert Joel BerrinSecurities America, Inc.Wall Street Financial Group, Inc.$3909-23-2016
David John NagySecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
Christine Marie SlebodaSecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
David Webster ThompsonSecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
Gregory Jon HarrisonSecurities America, Inc.Wall Street Financial Group, Inc.$2009-23-2016
Richard Alan HarterSecurities America, Inc.Wall Street Financial Group, Inc.$1509-23-2016
Jon Terry TubbsSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Timothy Dane D'AngeloSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Gladys Ann ValentineSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Jonathan Michael BryantSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Mark Edwin KlugeSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Daniel Joseph BresnahanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Mark Robert FaircloughSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Marvin Edwin GrossSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Joseph Angelo BlandoSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Robert Alan Dicks Jr.Securities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Robert Edward WilczakSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Dale Arthur PheasantSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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