Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Ryan Timothy ConnellSecurities America, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Dustin Jay ZuckSecurities America, Inc.Wells Fargo Clearing Services, LLC06-05-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Raymond K BramerSecurities America, Inc.Wells Fargo Clearing Services, LLC07-25-2017
Tricia Lynn KubikSecurities America, Inc.Wells Fargo Clearing Services, LLC10-24-2016
Ronald Richard SchneiderSecurities America, Inc.Wells Fargo Clearing Services, LLC$2507-29-2016
Jason Wayne HollingsworthSecurities America, Inc.Wells Fargo Clearing Services, LLC07-22-2016
Joseph Daniel Gay Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC10-13-2014
Roland Sasvary ChristopherSecurities America, Inc.Wells Fargo Clearing Services, LLC$5006-20-2014
Robert C. MooreSecurities America, Inc.Wells Fargo Clearing Services, LLC03-14-2014
Christopher Michael FinneySecurities America, Inc.Wells Fargo Clearing Services, LLC$5001-02-2014
Reginald Roland HarrisonSecurities America, Inc.Wells Fargo Clearing Services, LLC09-03-2013
Todd Rowe ZaeskeSecurities America, Inc.Wells Fargo Clearing Services, LLC$2507-05-2013
Francesco Natale RuggeriSecurities America, Inc.Wells Fargo Clearing Services, LLC$5007-02-2013
Jeffrey John McCueSecurities America, Inc.Wells Fargo Clearing Services, LLC06-07-2013
Herbert Lee Nealy Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC$2505-01-2013
Nicholas Alan WeberSecurities America, Inc.Wells Fargo Clearing Services, LLC01-11-2013
Fredrick Luke AlexanderSecurities America, Inc.Wells Fargo Clearing Services, LLC10-25-2012
Lynn Richard Calvert IISecurities America, Inc.Wells Fargo Clearing Services, LLC03-19-2012
Steven James NidaSecurities America, Inc.Wells Fargo Clearing Services, LLC10-04-2011
David Marvin KaltSecurities America, Inc.Wells Fargo Clearing Services, LLC$15009-01-2010
Matthew Paul BelcherSecurities America, Inc.Wells Fargo Clearing Services, LLC06-01-2010
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.