Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory C ODonnellSecurities America, Inc.Financial Telesis Inc$13705-14-2013
Ryan KaufmanSecurities America, Inc.Woodbury Financial Services, Inc.$15008-24-2012
Bruce PorterSecurities America, Inc.Edward Jones$11203-01-2017
John LindseySecurities America, Inc.Edward Jones$10004-10-2012
Richard William DutrisacSecurities America, Inc.LPL Financial LLC$9408-14-2020
Lee Christian BashforthSecurities America, Inc.LPL Financial LLC08-14-2020
James Quinn GilmoreSecurities America, Inc.LPL Financial LLC08-14-2020
Renata Karin CaricoSecurities America, Inc.Raymond James Financial Services, Inc.07-20-2020
James David VasquezSecurities America, Inc.CUSO Financial Services, L.P.07-20-2020
Peter Joseph Smegielski JrSecurities America, Inc.BBVA Securities Inc.$10007-07-2020
Brian Nicholas AllenSecurities America, Inc.LPL Financial LLC07-07-2020
Abraham CecenaSecurities America, Inc.Equitable Advisors, LLC07-06-2020
Charles David LautzSecurities America, Inc.BancWest Investment Services, Inc.$10003-13-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Scott Thomas YeeSecurities America, Inc.Citigroup Global Markets Inc.02-21-2020
Daniel Adam KravitzSecurities America, Inc.Transamerica Financial Advisors, Inc01-16-2020
Airung LiuSecurities America, Inc.Cambridge Investment Research, Inc.$2512-16-2019
Christopher Tyler MiddletonSecurities America, Inc.Principal Securities, Inc.11-25-2019
Erika Dagmar BylundSecurities America, Inc.Kestra Investment Services, LLC10-25-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services, Inc.$8709-09-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.08-02-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.08-01-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.