Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Lee TerrySecurities America, Inc.Independent Financial Partners03-09-2015
Thomas Rodney IsenbergSecurities America, Inc.LPL Financial LLC$1002-26-2015
Brian Jonathan MatzSecurities America, Inc.Edelman Financial Services LLC$10002-17-2015
Joseph John FonteSecurities America, Inc.PlanMember Securities Corporation12-01-2014
Thomas Patrick CarrollSecurities America, Inc.LPL Financial LLC$1012-01-2014
Eric Lee AldamaSecurities America, Inc.LPL Financial LLC$15011-01-2014
Christopher Allen BrownSecurities America, Inc.LPL Financial LLC$15009-23-2014
Robert Brian JohnsonSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-20-2014
Roland Sasvary ChristopherSecurities America, Inc.Wells Fargo Clearing Services, LLC$5006-20-2014
Audrey Ellen ColemanSecurities America, Inc.Cetera Advisor Networks LLC$5004-30-2014
Anthony Lawrence SafferSecurities America, Inc.Cetera Advisor Networks LLC$5004-30-2014
Kevin Miguel VillanuevaSecurities America, Inc.MetLife Securities Inc.03-25-2014
Christina Lindsey OrtaSecurities America, Inc.Walton Securities, Inc.01-29-2014
Peggine Troy TellezSecurities America, Inc.Voya Financial Advisors, Inc.$2512-18-2013
Lloyd Joseph SilversSecurities America, Inc.First Allied Advisory Services, Inc.11-22-2013
Leon ClaytonSecurities America, Inc.LPL Financial LLC$1010-31-2013
Martin Jackson TadmanSecurities America, Inc.LPL Financial LLC09-20-2013
Jennifer ErdmannSecurities America, Inc.AXA Advisors, LLC09-01-2013
Christian Uche ChukwumaSecurities America, Inc.Edward Jones$1008-08-2013
Francesco Natale RuggeriSecurities America, Inc.Wells Fargo Clearing Services, LLC$5007-02-2013
Tracie Lynn BaizSecurities America, Inc.LPL Financial LLC05-21-2013
Wil SmithSecurities America, Inc.LPL Financial LLC05-17-2013
Robert John O'DonnellSecurities America, Inc.Financial Telesis Inc05-14-2013
Sean M. O'BrienSecurities America, Inc.Financial Telesis Inc05-14-2013
Herbert Lee Nealy Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC$2505-01-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.