Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Nuttall ZwaanSecurities America, Inc.Raymond James Financial Services, Inc.$10009-09-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services Advisors, Inc$8709-09-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Jon Lewis BowlesSecurities America, Inc.FSC Securities Corporation07-12-2019
Terry Maurice GravelySecurities America, Inc.Minority Capital Advisors06-17-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Brokerage Services LLC08-17-2018
Jason Phillip SteinSecurities America, Inc.Triad Advisors LLC05-22-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.05-18-2018
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
Reynaldo Perez JrSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Kevin Andrew HarbackSecurities America, Inc.Ostrofe Financial Consultants Inc04-20-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Mandeep Kaur BasraSecurities America, Inc.Edward Jones01-29-2018
Rena Terese MaySecurities America, Inc.National Planning Corporation11-22-2017
Lisa Scott LagorioSecurities America, Inc.National Planning Corporation$2511-15-2017
Robert Steven WolfSecurities America, Inc.National Planning Corporation11-10-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$1011-08-2017
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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