Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles David LautzSecurities America, Inc.BancWest Investment Services, Inc.$10003-13-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Daniel Adam KravitzSecurities America, Inc.Transamerica Financial Advisors, Inc01-16-2020
Airung LiuSecurities America, Inc.Cambridge Investment Research, Inc.$2512-16-2019
Christopher Tyler MiddletonSecurities America, Inc.Principal Securities, Inc.11-25-2019
Erika Dagmar BylundSecurities America, Inc.Kestra Investment Services, LLC10-25-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services, Inc.$8709-09-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$2508-02-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Terry Maurice GravelySecurities America, Inc.Minority Capital Advisors06-17-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
Nancy Sue StarrSecurities America, Inc.The Strategic Financial Alliance, Inc.12-21-2018
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Daniel Gardner ConverseSecurities America, Inc.Principal Securities, Inc.10-03-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
Damon Michael HarrisSecurities America, Inc.LPL Financial LLC09-06-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Christopher Brandon TavaresSecurities America, Inc.LPL Financial LLC$2509-04-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Personal and Workplace Advisors08-17-2018
Jorge Varela LopezSecurities America, Inc.Qualified Planning08-06-2018
Paul WrightSecurities America, Inc.Edward Jones05-21-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.05-18-2018
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.