Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Steven WolfSecurities America, Inc.National Planning Corporation11-10-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$1011-08-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation$1011-06-2017
Natalie Ann LeiningerSecurities America, Inc.National Planning Corporation$2511-03-2017
Teri Renee GlaspySecurities America, Inc.Centaurus Financial, Inc.11-01-2017
Fred E. CroySecurities America, Inc.Centaurus Financial, Inc.$7710-31-2017
William Andrew GreulichSecurities America, Inc.National Planning Corporation$5010-31-2017
Sherry Ann AzevedoSecurities America, Inc.National Planning Corporation10-31-2017
David Mikio SakataSecurities America, Inc.National Planning Corporation10-31-2017
Michael Andrew DollinsSecurities America, Inc.National Planning Corporation$8610-30-2017
Kyle Christopher PaterikSecurities America, Inc.National Planning Corporation10-27-2017
Frank Anthony VirgallitoSecurities America, Inc.National Planning Corporation$1010-26-2017
Margaret Meek SheldonSecurities America, Inc.National Planning Corporation$1010-25-2017
Lisa Larochelle ScottSecurities America, Inc.National Planning Corporation$1010-20-2017
Jonathan Matthew BradySecurities America, Inc.National Planning Corporation10-20-2017
Donny Hiroyuki TakemotoSecurities America, Inc.National Planning Corporation$5010-17-2017
Manon M LucasSecurities America, Inc.National Planning Corporation$2510-17-2017
David Forbes MassongillSecurities America, Inc.National Planning Corporation$2510-16-2017
Charles Gabriel SosaSecurities America, Inc.National Planning Corporation$1010-16-2017
Bryan Christopher SavageSecurities America, Inc.National Planning Corporation$1010-16-2017
Ritas Rose SmithSecurities America, Inc.National Planning Corporation10-16-2017
Kurt J. SpackmanSecurities America, Inc.National Planning Corporation10-16-2017
Nona Parmelee BelousSecurities America, Inc.Waddell & Reed$1010-11-2017
Dinesh GoyalSecurities America, Inc.Kestra Investment Services, LLC09-21-2017
Matthew C. LopezSecurities America, Inc.Questar Capital Corporation08-16-2017
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Showing 26 to 50 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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