Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grace Monik ReyesSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Scott Bradley PedersonSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Jeffrey Leroy MurphySecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
John Alan ReuscherSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Paul Alan PodridSecurities America, Inc.Foothill Securities, Inc.$1112-08-2016
Richard Gregory WestSecurities America, Inc.Foothill Securities, Inc.$1012-08-2016
Jacob J. ReidSecurities America, Inc.Capital Insight Partners, LLC12-08-2016
Melly Tom MetcalfSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Mark Michael ThompsonSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Thomas Joseph CurranSecurities America, Inc.Foothill Securities, Inc.12-08-2016
John Martin Fitzgerald Jr.Securities America, Inc.Foothill Securities, Inc.12-08-2016
Michael John MitchellSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Gregory Scott AynesworthSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Jacob Johannes Van RossumSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Rita Esther BernalSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Daniel Thomas NewquistSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Karen Nickerson DejongSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Margaret Kim Hing ChanSecurities America, Inc.Foothill Securities, Inc.12-08-2016
David Dee ThomasSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Rashida LilaniSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Brandyn Forrest CavinSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Thomas Quinn EllisSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Lee Michael MurphySecurities America, Inc.Foothill Securities, Inc.12-08-2016
Zachary Joseph WhiteSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Gregory Harold HubbellSecurities America, Inc.Foothill Securities, Inc.12-08-2016
« Previous PageNext Page »

Showing 76 to 100 of 195 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.