Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph LampertSecurities America, Inc.PFG Advisors10-10-2017
ADAM GREGORY MARK HARTRUMSecurities America, Inc.AssetMark Brokerage, LLC09-19-2016
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.$10001-27-2017
Alissa Anne KroegerSecurities America, Inc.Fidelity Personal and Workplace Advisors08-17-2018
Anita Marie O'ConnorSecurities America, Inc.Gainsborough Financial Consultants, Inc.$25008-02-2010
Anthony Lawrence SafferSecurities America, Inc.Cetera Advisor Networks LLC$50004-30-2014
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$25008-02-2019
Anton BayerSecurities America, Inc.LPL Financial LLC$11511-28-2011
Anush HaddadianSecurities America, Inc.LPL Financial LLC05-04-2017
Arnold Thomas Beck Jr.Securities America, Inc.Woodbury Financial Services, Inc.$10012-06-2011
Audrey Ellen ColemanSecurities America, Inc.Cetera Advisor Networks LLC$50004-30-2014
Barbara JolliffeSecurities America, Inc.National Planning Corporation$10011-06-2017
Barry WaxlerSecurities America, Inc.Verus Capital Partners, LLC$50004-24-2014
Betsy J. MerrittSecurities America, Inc.Cetera Advisor Networks LLC$93012-15-2016
Bhavin Chandrakant MehtaSecurities America, Inc.Kestra Investment Services, LLC$50009-21-2017
Blair Alan Van BurenSecurities America, Inc.United Planners' Financial Services of America A Limited Partner$25004-25-2016
Blake Courtney ReaSecurities America, Inc.NYLIFE Securities LLC01-28-2009
Brian Jonathan MatzSecurities America, Inc.Edelman Financial Services LLC$10002-17-2015
Bruce Jackman PorterSecurities America, Inc.Edward Jones$10005-05-2017
Bryan Christopher SavageSecurities America, Inc.National Planning Corporation$10010-16-2017
Carol UnderwoodSecurities America, Inc.MetLife Securities Inc.03-10-2017
Catherine Yves CartierSecurities America, Inc.Progressive Asset Management, LLC$50010-23-2015
Charles Fernand Farrell IISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-25-2009
Charles Gabriel SosaSecurities America, Inc.National Planning Corporation$10010-16-2017
Charles Kingston ArnoldSecurities America, Inc.Cetera Advisors LLC10-17-2016
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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