Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Leon HofsteinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Charles William BourgeoisSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Karla RossSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Whitney Blaine OtisSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Ronald Alvin IcaboneSecurities America, Inc.First Allied Advisory Services, Inc.$3407-27-2016
Stephen Mark GordonSecurities America, Inc.Foothill Securities, Inc.$6512-08-2016
Ernest James RoweSecurities America, Inc.Intervest International Equities Corporation10-27-2015
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Heather Louise MorganSecurities America, Inc.Mutual of Omaha Investor Services, Inc.11-13-2015
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Samuel DechtmanSecurities America, Inc.Nuveen Securities, LLC07-05-2017
Tamara Jo JulienSecurities America, Inc.QA3 Financial Corp.$2502-15-2011
Norris William Davis IIISecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
William Peter ParrishSecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Edward George Vojensky Jr.Securities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Ronald Neal VasquezSecurities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
William Todd SissonSecurities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Beth Gilbert FrenchSecurities America, Inc.Sunset Financial Services, Inc.$1011-14-2014
David John PerkinsSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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