Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim ClementsSecurities America, Inc.United Planners Financial Services of America$10012-14-2012
Scott Nolan HiltonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-30-2020
Ian Robert YarberrySecurities America, Inc.BancWest Investment Services, Inc.07-08-2020
Brent SabatiSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-16-2020
Brian Philip KontySecurities America, Inc.Cetera Advisor Networks LLC03-30-2020
Adam MangunoSecurities America, Inc.Brokers International Financial Services, LLC.03-25-2020
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC$2510-21-2019
Derek Stefan CheshireSecurities America, Inc.U.S. Bancorp Investments, Inc.03-26-2019
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC06-01-2018
Robert Jay SchmidtSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-29-2018
Brock Junior GoodwinSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-29-2018
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Brenda Elaine Wille-CopeSecurities America, Inc.INVEST Financial Corporation12-01-2017
Randall Todd WilliamsSecurities America, Inc.National Planning Corporation$5010-27-2017
Samuel DechtmanSecurities America, Inc.Nuveen Securities, LLC07-05-2017
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
George Peter FieldsSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Antwann J HolmesSecurities America, Inc.Personal Capital Advisors Corporation01-24-2017
Norris William Davis IIISecurities America, Inc.SA Stone Wealth Management Inc.01-11-2017
William Peter ParrishSecurities America, Inc.SA Stone Wealth Management Inc.01-11-2017
Steven K CarlisleSecurities America, Inc.Taylor Capital Management Inc.09-13-2016
Ronald Alvin IcaboneSecurities America, Inc.First Allied Advisory Services, Inc.$10007-27-2016
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.