Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Ann DrakeSecurities America, Inc.Citigroup Global Markets Inc.06-30-2009
Darin Gene LuzeSecurities America, Inc.Qa3 Financial LLC$1002-15-2011
Barbara J. BruenSecurities America, Inc.QA3 Financial Corp.02-15-2011
Tamara Jo JulienSecurities America, Inc.QA3 Financial Corp.$2502-15-2011
James Levern ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Calvin E. RomeroSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-17-2012
Thomas Michael AbboudSecurities America, Inc.LPL Financial LLC$5009-08-2015
Ernest James RoweSecurities America, Inc.Intervest International Equities Corporation10-27-2015
Heather Louise MorganSecurities America, Inc.Mutual of Omaha Investor Services, Inc.11-13-2015
Ronald Alvin IcaboneSecurities America, Inc.First Allied Advisory Services, Inc.$2507-27-2016
Jeffrey Alan ReidSecurities America, Inc.Mercer Global Advisors Inc.09-08-2016
Steven K. CarlisleSecurities America, Inc.Taylor Capital Management Inc.09-13-2016
Norris William Davis IIISecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
William Peter ParrishSecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
Antwann J. HolmesSecurities America, Inc.Personal Capital Advisors Corporation01-24-2017
George Peter FieldsSecurities America, Inc.Summit Brokerage Services, Inc.$5001-27-2017
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Charles Edward Prather IVSecurities America, Inc.LPL Financial LLC$12802-07-2017
Steven Lee WhiteSecurities America, Inc.Cambridge Investment Research, Inc.$102-15-2017
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Samuel DechtmanSecurities America, Inc.Nuveen Securities, LLC07-05-2017
Randall Todd WilliamsSecurities America, Inc.National Planning Corporation$5010-27-2017
Donald Freeman ShellySecurities America, Inc.INVEST Financial Corporation$5012-01-2017
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.