Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Miller Tony HurtSecurities America, Inc.Questar Capital Corporation$113,287,92202-08-2019
Todd Matthew WanglerSecurities America, Inc.Cadaret, Grant & Co., Inc.07-17-2020
Claudia Louise SachsSecurities America, Inc.LPL Financial LLC$5005-28-2020
John Sebastion OlivaSecurities America, Inc.Equitable Advisors, LLC$2505-28-2020
James John DinapoliSecurities America, Inc.Cadaret, Grant & Co., Inc.07-09-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Richard Paul MillerSecurities America, Inc.Questar Capital Corporation$5002-08-2019
Anthony Darrell HurtSecurities America, Inc.Questar Capital Corporation02-08-2019
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Ethan Mark FreishtatSecurities America, Inc.LPL Financial LLC06-29-2018
Edward Allan KnowlesSecurities America, Inc.Kestra Investment Services, LLC02-05-2018
Mark Whitehead FriedmanSecurities America, Inc.INVEST Financial Corporation$2501-02-2018
Vincent Michael BaroneSecurities America, Inc.National Planning Corporation11-13-2017
Michael Douglas ReesSecurities America, Inc.National Planning Corporation$10010-25-2017
Kenneth John Saunders JrSecurities America, Inc.National Planning Corporation$10010-24-2017
Michael Lynn WoodsSecurities America, Inc.National Planning Corporation$5010-23-2017
Roxanne BladeSecurities America, Inc.National Planning Corporation10-23-2017
Carole Ameila RaineySecurities America, Inc.National Planning Corporation$5010-18-2017
Robert Grahn TeneyckSecurities America, Inc.National Planning Corporation10-18-2017
John E Bell IVSecurities America, Inc.Park Avenue Securities LLC$2508-25-2017
Mark Jeffrey WeberSecurities America, Inc.The O.N. Equity Sales Company03-08-2017
Robert Joel BerrinSecurities America, Inc.Wall Street Financial Group, Inc.$3909-23-2016
Robert MastrosimoneSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.