Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert LidgettSecurities America, Inc.Edward Jones$10003-12-2019
Andrew M FochtSecurities America, Inc.USA Financial Securities Corporation01-15-2019
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$112-21-2018
Matthew Lee StangeSecurities America, Inc.Mutual of Omaha Investor Services, Inc.05-04-2018
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
Dustin AbelsSecurities America, Inc.SII Investments, Inc.10-19-2017
Corey Dale HeimensenSecurities America, Inc.SII Investments, Inc.$10010-16-2017
Donna Sue Littrel BarnardSecurities America, Inc.Voya Financial Advisors, Inc.07-25-2017
Steven AhrendsenSecurities America, Inc.Benchmark Investments, Inc.05-10-2017
Cindy Sue GleasonSecurities America, Inc.Summit Brokerage Services, Inc.$103-31-2017
Regis J RasmussenSecurities America, Inc.Questar Capital Corporation03-24-2017
Kimberly Ann StollSecurities America, Inc.Summit Brokerage Services, Inc.$5010-31-2016
Andrea Lynn WillisSecurities America, Inc.Cetera Advisor Networks LLC07-21-2016
Jason Paul WiltseSecurities America, Inc.SagePoint Financial, Inc.$1610-29-2015
Matthew Scott OnstotSecurities America, Inc.SagePoint Financial, Inc.$7510-29-2015
Lynnette Sue OlsonSecurities America, Inc.Fintegra, LLC09-16-2015
Scott Edward JohnsonSecurities America, Inc.Fintegra, LLC07-27-2015
Joseph Conrad CunninghamSecurities America, Inc.Fintegra, LLC$2507-15-2015
Patrick Charles Gorkow Sr.Securities America, Inc.Voya Financial Advisors, Inc.$2512-10-2014
Robert C MooreSecurities America, Inc.Wells Fargo Clearing Services, LLC03-14-2014
Susan Loraine FitzpatrickSecurities America, Inc.Transamerica Financial Advisors, Inc03-14-2014
Edward Earl YoungSecurities America, Inc.Broker Dealer Financial Services Corp.02-13-2013
Kristian J LamontSecurities America, Inc.Edward Jones$2501-07-2013
John Jeffrey ElseSecurities America, Inc.Eagle One Investments, LLC$2501-04-2013
Richard Peckham AngellSecurities America, Inc.Eagle One Investments, LLC12-21-2012
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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