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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy Malone GannSecurities America, Inc.Summit Financial Group Inc09-16-2019
Melissa Deann ProffittSecurities America, Inc.Summit Brokerage Services, Inc.08-23-2019
Daniel John WarnkeSecurities America, Inc.Summit Financial Group Inc10-08-2018
Kyle Steele YoungerSecurities America, Inc.MML Investors Services, LLC06-07-2018
Timothy Craig MerchantSecurities America, Inc.MML Investors Services, LLC05-21-2018
Norman Joseph RazookSecurities America, Inc.Cambridge Investment Research, Inc.01-05-2018
Robert Renner LaneSecurities America, Inc.National Planning Corporation07-17-2017
Steven Q. AdamsonSecurities America, Inc.National Planning Corporation07-17-2017
Todd P. AdrianSecurities America, Inc.National Planning Corporation07-17-2017
John A. RundleSecurities America, Inc.National Planning Corporation07-17-2017
Kelly Joe GoodburnSecurities America, Inc.Bankers & Investors Co.01-23-2017
Jolene Suzanne LorgSecurities America, Inc.Securities America, Inc.02-10-2016
Marty Lou TydingsSecurities America, Inc.Cetera Advisors LLC01-13-2016
Darren R. GraySecurities America, Inc.Prism Financial Group, L.L.C.05-15-2015
Jerry Eli DavidSecurities America, Inc.New England Securities10-20-2014
Douglas Conrad BlackSecurities America, Inc.Summit Brokerage Services, Inc.$110-02-2017
Randall Scott CobleSecurities America, Inc.LPL Financial LLC$111-10-2016
Suparna M. TirukondaSecurities America, Inc.Financial Benefits, Inc$1011-29-2017
Thomas Lawrence BauerSecurities America, Inc.National Planning Corporation$1007-17-2017
Angela Michelle FordSecurities America, Inc.National Planning Corporation$1007-17-2017
Stephen Morrell FosterSecurities America, Inc.Sunset Financial Services, Inc.$1001-22-2015
Idonna Lucile BraggSecurities America, Inc.Wells Fargo Clearing Services, LLC$1007-09-2009
Timothy Jon SpearSecurities America, Inc.Centaurus Financial, Inc.$2512-05-2019
Daniel Charles StewartSecurities America, Inc.Summit Brokerage Services, Inc.$2511-28-2017
James Lee BlosserSecurities America, Inc.National Planning Corporation$2510-16-2017
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.