Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Jude ScallanSecurities America, Inc.MML Investors Services, LLC07-18-2018
William Taylor King Jr.Securities America, Inc.Questar Capital Corporation06-29-2018
Marc A ClarkSecurities America, Inc.Morgan Stanley11-23-2016
Kyle Raymond BeerbohmSecurities America, Inc.First Allied Securities, Inc.05-02-2016
Daniel R Boudreaux Jr.Securities America, Inc.Park Avenue Securities LLC03-10-2016
Bret D McleanSecurities America, Inc.First Allied Securities, Inc.07-09-2015
Frank A. SalandraSecurities America, Inc.LPL Financial LLC07-09-2015
Joseph M Prisco Jr.Securities America, Inc.LPL Financial LLC$25007-09-2015
Joseph Paul RomanoSecurities America, Inc.LPL Financial LLC07-09-2015
Lee Rust CosgroveSecurities America, Inc.LPL Financial LLC$5007-09-2015
Scott Edward BordelonSecurities America, Inc.LPL Financial LLC$15007-09-2015
Wilmer Gresham Powell IIISecurities America, Inc.Commonwealth Financial Network$5008-08-2014
Vernon Henry Moret Jr.Securities America, Inc.Wells Fargo Advisors Financial Network, LLC$4010-11-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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