Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elliott Eric PackerSecurities America, Inc.Financial West Group10-23-2015
David Benjamin ZwickSecurities America, Inc.Financial West Group10-23-2015
James Douglas SilverSecurities America, Inc.National Planning Corporation$2510-03-2017
Kristen Douglas CloydSecurities America, Inc.National Planning Corporation$5010-30-2017
Joshua Scott HymanSecurities America, Inc.National Planning Corporation$2510-31-2017
Albert Sala Jr.Securities America, Inc.National Planning Corporation$10011-01-2017
Walter Paul Schwabe IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Chester Miller McCordSecurities America, Inc.National Planning Corporation11-01-2017
Lester John OpilaSecurities America, Inc.National Planning Corporation$1511-01-2017
David Anderson KnechtleSecurities America, Inc.National Planning Corporation11-01-2017
Donald James BelisleSecurities America, Inc.National Planning Corporation11-15-2017
Kim David FrinkSecurities America, Inc.INVEST Financial Corporation$2511-17-2017
William Andrew HoweSecurities America, Inc.INVEST Financial Corporation$2511-17-2017
Scott Everett WilsonSecurities America, Inc.Morgan Stanley03-29-2018
Michael Von MosseSecurities America, Inc.Cambridge Investment Research, Inc.$15004-23-2018
Michael Paul TashjianSecurities America, Inc.LPL Financial LLC$1006-29-2018
Ethan Mark FreishtatSecurities America, Inc.LPL Financial LLC06-29-2018
Joseph Emerick BakaysaSecurities America, Inc.Citizens Securities, Inc.06-29-2018
Nicole E PeterkinSecurities America, Inc.Securities America, Inc.06-29-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
John F. ShoroSecurities America, Inc.MML Investors Services, LLC$5007-02-2018
Christopher George MehneSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Kyle Paul BatemanSecurities America, Inc.LPL Financial LLC07-12-2018
Timothy Joseph BlackSecurities America, Inc.LPL Financial LLC07-16-2018
Matthew Edward CormanSecurities America, Inc.MML Investors Services, LLC07-30-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.