Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mehul Satish MistrySecurities America, Inc.Cincinnati Analysts, Inc.$10009-09-2009
Mark Steven WrobleskiSecurities America, Inc.Dalton Strategic Investment Services Inc.$10007-10-2014
Harvey Alan BrodeSecurities America, Inc.Dalton Strategic Investment Services Inc.06-11-2014
Mark Benjamin GrootersSecurities America, Inc.Edward Jones02-01-2016
Lucian Christopher Harbar IISecurities America, Inc.Equitas America, LLC11-08-2010
Ronald Craig SchultzSecurities America, Inc.Equitas America, LLC$10009-20-2010
Gary Alan MehargSecurities America, Inc.Equitas America, LLC$10009-10-2010
Michael Haven DelapSecurities America, Inc.Equitas America, LLC$25009-10-2010
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Jonathan Steven HayesSecurities America, Inc.Fifth Third Securities, Inc.12-20-2018
Troy David FoxSecurities America, Inc.First Allied Advisory Services, Inc.$50005-17-2016
Jaime Michael WestenbargerSecurities America, Inc.First Allied Advisory Services, Inc.$10005-02-2016
Barton Jay SteindlerSecurities America, Inc.First Allied Advisory Services, Inc.$10005-02-2016
SHANNON PAUL SIMONSecurities America, Inc.First Allied Advisory Services, Inc.$10005-02-2016
Nathan Allen BoonstraSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Matthew K. BrandSecurities America, Inc.FSC Securities Corporation11-07-2019
Kelsey WhelanSecurities America, Inc.FSC Securities Corporation11-07-2019
Stephen Andrew RosserSecurities America, Inc.FSC Securities Corporation$10011-01-2012
Mark Allen DavisSecurities America, Inc.Haas Wealth Management Center LLC$37006-12-2014
Michael Howard LaloneSecurities America, Inc.Hantz Financial Services, Inc.01-21-2009
Shane Scott ThorsenSecurities America, Inc.Hornor, Townsend & Kent, LLC$80001-02-2018
Matthew Michael NordmannSecurities America, Inc.INVEST Financial Corporation$90012-01-2017
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Christopher NordmannSecurities America, Inc.INVEST Financial Corporation12-01-2017
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$25008-17-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.