Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC$2507-10-2009
Minoti Hemant RajputSecurities America, Inc.Cincinnati Analysts, Inc.$10009-09-2009
Mehul Satish MistrySecurities America, Inc.Cincinnati Analysts, Inc.$5009-09-2009
Michael Haven DelapSecurities America, Inc.Equitas America, LLC$5009-10-2010
Ronald Craig SchultzSecurities America, Inc.Equitas America, LLC09-20-2010
Elinor Kit Man HoSecurities America, Inc.LPL Financial LLC$2504-15-2011
William James BassowSecurities America, Inc.Morgan Stanley06-25-2012
Wesley Jay FebusSecurities America, Inc.MML Investors Services, LLC04-17-2013
Wayne MaierSecurities America, Inc.National Planning Corporation$41409-20-2013
Anthony Lpuis BucciSecurities America, Inc.OneAmerica Securities, Inc.12-20-2013
Harvey Alan BrodeSecurities America, Inc.Dalton Strategic Investment Services Inc.06-11-2014
Mark Allen DavisSecurities America, Inc.Haas Wealth Management Center LLC$5006-12-2014
Randy Duane TrumboSecurities America, Inc.Dalton Strategic Investment Services Inc.06-16-2014
Kevin James DevriesSecurities America, Inc.Principal Securities, Inc.07-30-2014
Marilyn Joyce MeredithSecurities America, Inc.Sigma Financial Corporation02-20-2015
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$2508-17-2015
Barton Jay SteindlerSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Nathan Allen BoonstraSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Troy David FoxSecurities America, Inc.First Allied Advisory Services, Inc.$5005-17-2016
Steven Matthew EllsworthSecurities America, Inc.Waddell & Reed08-31-2016
Daniel James VansingelSecurities America, Inc.LPL Financial LLC09-09-2016
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation$2508-23-2017
Terence Andrew QuinnSecurities America, Inc.Sigma Financial Corporation09-15-2017
Matthew Michael NordmannSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.