Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Walter Sampair Jr.Securities America, Inc.Avantax Investment Services, Inc.07-28-2017
Nicholas Jason LoehleinSecurities America, Inc.AXA Advisors, LLC03-26-2014
Lynn Fredrick CupkieSecurities America, Inc.AXA Advisors, LLC01-05-2011
Christopher Scott MaclennanSecurities America, Inc.AXA Advisors, LLC$2510-18-2010
Kenneth Jerome LoehleinSecurities America, Inc.AXA Advisors, LLC07-30-2010
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
Jessica Lynn FiliaggiSecurities America, Inc.Cetera Advisor Networks LLC02-19-2019
Barb Vavruska FishSecurities America, Inc.Cetera Advisor Networks LLC$1010-13-2010
Nathan Daniel BergelandSecurities America, Inc.Cetera Advisor Networks LLC$5008-14-2009
Steven David DostalSecurities America, Inc.Cetera Advisor Networks LLC08-14-2009
Duane Michael LudewigSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
W. Jillian LinkSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
Ross Antonio DelucaSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Allen Earl RobertsonSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Mark Edward EngleSecurities America, Inc.Cetera Advisor Networks LLC$10007-20-2009
Virginia Joan LeserSecurities America, Inc.Cetera Advisor Networks LLC07-13-2009
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC07-10-2009
Robert Edward SkinnerSecurities America, Inc.Cetera Advisor Networks LLC06-26-2009
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC06-25-2009
Andrew Einar SwansonSecurities America, Inc.Cetera Advisor Networks LLC06-15-2009
Karla Jill KramerSecurities America, Inc.Cetera Advisor Networks LLC$1006-01-2009
Timothy L. JohnsonSecurities America, Inc.Cetera Investment Advisers LLC$2501-10-2020
Molly Lee KiefferSecurities America, Inc.Cetera Investment Services LLC09-01-2017
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Shannon James BrusseauSecurities America, Inc.Fintegra, LLC$5010-27-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.