Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Gahler Gary GahlerSecurities America, Inc.Investment Centers of America, Inc.$6502-24-2012
Gregory Keith BrownSecurities America, Inc.Wells Fargo Clearing Services, LLC07-30-2020
Natali B BohmSecurities America, Inc.Voya Financial Advisors, Inc.05-13-2020
Timothy L JohnsonSecurities America, Inc.Cetera Investment Advisers LLC$2501-10-2020
Nancy J McCarrellSecurities America, Inc.Prestige Wealth Management10-10-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Jonathan Vernon RiceSecurities America, Inc.Questar Capital Corporation$2506-03-2019
Jessica Lynn FiliaggiSecurities America, Inc.Cetera Advisor Networks LLC02-19-2019
Whitney EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
Perry Steven LongSecurities America, Inc.Questar Capital Corporation11-09-2018
Tina Marie SoumareSecurities America, Inc.NYLIFE Securities LLC11-09-2018
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Jason Matthew LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Seth Albin LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
Randall Ervin SchumacherSecurities America, Inc.SII Investments, Inc.$10011-29-2017
James Allan BallSecurities America, Inc.SII Investments, Inc.11-29-2017
Thomas Frank KarnerSecurities America, Inc.SII Investments, Inc.11-29-2017
Robert John StarkeySecurities America, Inc.SII Investments, Inc.11-29-2017
James Dale PetersSecurities America, Inc.SII Investments, Inc.11-27-2017
Timothy Alan KunkelSecurities America, Inc.SII Investments, Inc.11-16-2017
Todd Scott SmithSecurities America, Inc.SII Investments, Inc.11-15-2017
Jay Robert BraatenSecurities America, Inc.INVEST Financial Corporation10-30-2017
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.