Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Whitney EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
Perry Steven LongSecurities America, Inc.Questar Capital Corporation11-09-2018
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
James Allan BallSecurities America, Inc.SII Investments, Inc.11-29-2017
Robert John StarkeySecurities America, Inc.SII Investments, Inc.11-29-2017
James Dale PetersSecurities America, Inc.SII Investments, Inc.11-27-2017
Timothy Alan KunkelSecurities America, Inc.SII Investments, Inc.$5011-16-2017
Todd Scott SmithSecurities America, Inc.SII Investments, Inc.11-15-2017
Joel Howard WeberSecurities America, Inc.SII Investments, Inc.10-19-2017
James Jason HerzogSecurities America, Inc.SII Investments, Inc.10-19-2017
Steven Wayne CramSecurities America, Inc.SII Investments, Inc.10-18-2017
Jacob F. WintersSecurities America, Inc.Ameriprise Financial Services, Inc.12-13-2016
Marcia Jane RashSecurities America, Inc.First Allied Securities, Inc.$5010-25-2016
James Rudy Biermaier Jr.Securities America, Inc.First Allied Advisory Services, Inc.$2510-25-2016
Mark Graham HeinSecurities America, Inc.Wall Street Financial Group, Inc.$8209-23-2016
Jonathan Michael BryantSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Mikael Daniel HallstromSecurities America, Inc.Investors Financial Group09-18-2015
Alexander G. PruittSecurities America, Inc.Fintegra, LLC07-27-2015
Debra Rose WolfSecurities America, Inc.Fintegra, LLC$1007-21-2015
Scott Duane SarkelaSecurities America, Inc.Fintegra, LLC$5007-20-2015
Ryan Michael CarruthSecurities America, Inc.Fintegra, LLC$1007-20-2015
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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