Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney EmanuelSecurities America, Inc.NYLIFE Securities LLC01-30-2019
W. Jillian LinkSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
Virginia Joan LeserSecurities America, Inc.Cetera Advisor Networks LLC07-13-2009
Victoria Jean RadelSecurities America, Inc.Pruco Securities, LLC.04-08-2014
Todd Scott SmithSecurities America, Inc.SII Investments, Inc.11-15-2017
Tina Marie SoumareSecurities America, Inc.NYLIFE Securities LLC11-09-2018
Timothy L. JohnsonSecurities America, Inc.Cetera Investment Advisers LLC$2501-10-2020
Timothy Jon RobinsonSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2011
Timothy Joel SchultzSecurities America, Inc.Investment Centers of America, Inc.02-24-2011
Timothy Alan KunkelSecurities America, Inc.SII Investments, Inc.$5011-16-2017
Thomas W GahlerSecurities America, Inc.Investment Centers of America, Inc.02-24-2012
Thomas Frank KarnerSecurities America, Inc.SII Investments, Inc.11-29-2017
Suzanne Lynn AbramsSecurities America, Inc.ValMark Securities, Inc.03-24-2014
Susan Lavon WeloSecurities America, Inc.Investment Centers of America, Inc.$1010-07-2009
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Steven Wayne CramSecurities America, Inc.SII Investments, Inc.10-18-2017
Steven W HaugeSecurities America, Inc.NYLIFE Securities LLC11-12-2013
Steven David DostalSecurities America, Inc.Cetera Advisor Networks LLC08-14-2009
Shannon James BrusseauSecurities America, Inc.Fintegra, LLC$5010-27-2014
Seth Albin LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Ross Antonio DelucaSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Ronald Alvin SchieckSecurities America, Inc.QA3 Financial Corp.$1002-15-2011
Robert Waldemar PetersenSecurities America, Inc.QA3 Financial Corp.02-17-2011
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
Robert John StarkeySecurities America, Inc.SII Investments, Inc.11-29-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.