Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
James Norris KaseSecurities America, Inc.Questar Capital Corporation$2501-17-2019
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation$2512-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Jeriod Lloyd TurnerSecurities America, Inc.National Planning Corporation09-06-2017
Justin Laverne GibsonSecurities America, Inc.National Planning Corporation09-06-2017
Patrick G BensonSecurities America, Inc.National Planning Corporation$5009-06-2017
Steven F HillSecurities America, Inc.National Planning Corporation09-06-2017
Cathryn Lee ReesSecurities America, Inc.Sunbelt Securities, Inc.04-28-2017
Benjamin David JohnsonSecurities America, Inc.Woodbury Financial Services, Inc.01-22-2016
Thomas Travers JuddSecurities America, Inc.LPL Financial LLC$1011-30-2015
Sandra L. MallorySecurities America, Inc.Stifel, Nicolaus & Company, Incorporated11-20-2015
Albert Larry Lock Jr.Securities America, Inc.LPL Financial LLC$15007-09-2015
Brian Christopher LockSecurities America, Inc.LPL Financial LLC$107-09-2015
Daniel Thomas ElderSecurities America, Inc.LPL Financial LLC07-09-2015
Hugh Edward NicholsSecurities America, Inc.LPL Financial LLC07-09-2015
William Bernard AlbairSecurities America, Inc.LPL Financial LLC07-09-2015
Brett David MurchSecurities America, Inc.New England Securities$111-09-2011
Catherine BaizeSecurities America, Inc.Banc of America Investment Services, Inc.11-17-2009
Andre Delahn WalkerSecurities America, Inc.LPL Financial LLC$1009-01-2009
Jerry Keith FullerSecurities America, Inc.Wells Fargo Clearing Services, LLC08-14-2009
Timothy Joel BusherySecurities America, Inc.Wells Fargo Clearing Services, LLC06-10-2009
Johnny Earl BrownSecurities America, Inc.Wells Fargo Clearing Services, LLC04-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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