Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Keith WattsSecurities America, Inc.Commonwealth Financial Network$2009-12-2019
Gregory Lynn GrimesSecurities America, Inc.Centaurus Financial, Inc.$15004-29-2019
James Norris KaseSecurities America, Inc.Questar Capital Corporation$2501-17-2019
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$5001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC12-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Eric J. GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
Ryan Charles HamiltonSecurities America, Inc.MML Investors Services, LLC12-07-2018
Patrick G BensonSecurities America, Inc.National Planning Corporation$9909-06-2017
Steven F. HillSecurities America, Inc.National Planning Corporation09-06-2017
Justin L. GibsonSecurities America, Inc.National Planning Corporation09-06-2017
Jeriod Lloyd TurnerSecurities America, Inc.National Planning Corporation09-06-2017
Donald Kent ReidSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Brett David MurchSecurities America, Inc.New England Securities11-09-2011
Andre Delahn WalkerSecurities America, Inc.LPL Financial LLC$1009-01-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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