Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Monica L. Daniels | Securities America, Inc. | First Command Financial Planning, Inc. | $50 | 06-03-2019 |
| Jeffrey Lynn Barker | Securities America, Inc. | Questar Capital Corporation | — | 12-07-2018 |
| Jon Anthony Hoyle | Securities America, Inc. | OneAmerica Securities, Inc. | — | 10-26-2018 |
| Graham Andrew Jones | Securities America, Inc. | Deep River Capital Advisors, LLC | — | 08-01-2018 |
| Marianne Elizabeth Carter | Securities America, Inc. | National Planning Corporation | — | 11-02-2017 |
| Donald Grey Beard Jr. | Securities America, Inc. | MML Investors Services, LLC | $10 | 07-31-2017 |
| Richard Huntley Hedrick | Securities America, Inc. | Voya Financial Advisors, Inc. | — | 11-17-2016 |
| Richard Harve Read Jr. | Securities America, Inc. | Woodbury Financial Services, Inc. | — | 09-01-2016 |
| John Michael Franklin | Securities America, Inc. | Woodbury Financial Services, Inc. | $11 | 08-01-2016 |
| Mark George Whitehouse | Securities America, Inc. | Woodbury Financial Services, Inc. | $10 | 07-06-2016 |
| Kevin Colby Harvel | Securities America, Inc. | MML Investors Services, LLC | — | 02-10-2016 |
| Ashby Morris Cook Jr. | Securities America, Inc. | Lincoln Financial Securities Corporation | — | 12-16-2015 |
| Ruth Roberts Petty | Securities America, Inc. | Signator Investors, Inc. | — | 10-09-2015 |
| William Bradley Smith | Securities America, Inc. | Woodbury Financial Services, Inc. | — | 09-01-2015 |
| Richard Van Dyke Westover Jr. | Securities America, Inc. | Woodbury Financial Services, Inc. | — | 09-01-2015 |
| Jeffrey Marlin Phillips | Securities America, Inc. | LPL Financial LLC | $10 | 06-26-2015 |
| Richard Shope Raiford Jr. | Securities America, Inc. | Advisory Services Network | — | 06-17-2015 |
| James David Arnold | Securities America, Inc. | Sunset Financial Services, Inc. | — | 11-14-2014 |
| Hillary Theodosia Cross | Securities America, Inc. | Edward Jones | — | 10-23-2014 |
| Judith Lohr Mohr | Securities America, Inc. | Householder Group Financial Advisors, LLC | — | 11-13-2013 |
| Kimberley Krokos Baker | Securities America, Inc. | Investors Security Company, Inc. | — | 12-07-2012 |
| James Rudy McKnight | Securities America, Inc. | Investors Security Company, Inc. | — | 12-07-2012 |
Showing 1 to 22 of 22 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
