Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Todd MyersSecurities America, Inc.LPL Financial LLC12-19-2019
Monica L DanielsSecurities America, Inc.First Command Brokerage Services, Inc.$5006-03-2019
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Graham Andrew JonesSecurities America, Inc.Deep River Capital Advisors, LLC08-01-2018
Marianne Elizabeth CarterSecurities America, Inc.National Planning Corporation11-02-2017
Donald Grey Beard JrSecurities America, Inc.MML Investors Services, LLC07-31-2017
Richard Huntley HedrickSecurities America, Inc.Voya Financial Advisors, Inc.11-17-2016
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Michael D BobowskiSecurities America, Inc.MML Investors Services, LLC02-10-2016
Ashby Morris Cook JrSecurities America, Inc.Lincoln Financial Securities Corporation12-16-2015
Wesley Michael HodgesSecurities America, Inc.Centurion Advisory Group, Inc11-13-2015
Ruth Roberts PettySecurities America, Inc.Signator Investors, Inc.$1010-09-2015
Jeffrey Marlin PhillipsSecurities America, Inc.LPL Financial LLC06-26-2015
Paul Andrew MelsonSecurities America, Inc.LPL Financial LLC$2505-01-2014
Judith Lohr MohrSecurities America, Inc.Householder Group Financial Advisors, LLC11-13-2013
Todd Andrew RoseSecurities America, Inc.MML Investors Services, LLC$2510-24-2013
Lance Edward BarnhardtSecurities America, Inc.Cambridge Investment Research, Inc.$2509-16-2013
Carl Anthony MooreSecurities America, Inc.BB&T Securities, LLC$10006-19-2013
John J WinkelmanSecurities America, Inc.S.C. Parker & Co., Inc.$10004-17-2013
Philip Thomas Howerton JrSecurities America, Inc.Questar Capital Corporation$2506-30-2010
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC$2506-25-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.