Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Owen HardigSecurities America, Inc.Citigroup Global Markets Inc.04-29-2009
Jonathan Steele BrownSecurities America, Inc.Vanguard Marketing Corporation08-04-2009
Matthew Paul BelcherSecurities America, Inc.Wells Fargo Clearing Services, LLC06-01-2010
Kenny Blake NicholsSecurities America, Inc.Money Concepts Capital Corp11-01-2010
Charles Jeffrey GlennSecurities America, Inc.LPL Financial LLC03-27-2013
Shaun F. MoynihanSecurities America, Inc.TCA Financial Group, LLC$2506-01-2013
Jeffrey John McCueSecurities America, Inc.Wells Fargo Clearing Services, LLC06-07-2013
Lance Edward BarnhardtSecurities America, Inc.Cambridge Investment Research, Inc.09-16-2013
Judith Lohr MohrSecurities America, Inc.Householder Group Financial Advisors, LLC11-13-2013
Christopher Michael FinneySecurities America, Inc.Wells Fargo Clearing Services, LLC$5001-02-2014
Jerry Webb ErnstSecurities America, Inc.Lincoln Financial Securities Corporation08-01-2014
Travis L. WhiteSecurities America, Inc.Lincoln Financial Securities Corporation$5008-07-2014
Joseph Daniel Gay Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC10-13-2014
Hillary Theodosia CrossSecurities America, Inc.Edward Jones10-23-2014
Sean Liam McNallySecurities America, Inc.LPL Financial LLC12-15-2014
Richard Shope Raiford Jr.Securities America, Inc.Advisory Services Network06-17-2015
Jeffrey Marlin PhillipsSecurities America, Inc.LPL Financial LLC$1006-26-2015
Ruth Roberts PettySecurities America, Inc.Signator Investors, Inc.$1010-09-2015
Burton Gloyden Stewart IIISecurities America, Inc.Park Avenue Securities LLC$2511-02-2015
Ashby Morris Cook Jr.Securities America, Inc.Lincoln Financial Securities Corporation$1012-16-2015
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Michael D. BobowskiSecurities America, Inc.MML Investors Services, LLC$5002-10-2016
Allen Bush GambleSecurities America, Inc.First Allied Advisory Services, Inc.06-13-2016
Timothy Wayne HicksSecurities America, Inc.Allstate Financial Services, LLC06-13-2016
John Huston CarsonSecurities America, Inc.LPL Financial LLC$5011-10-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.