Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Thomas YeeSecurities America, Inc.Citigroup Global Markets Inc.02-21-2020
Steven L. VogtSecurities America, Inc.Cambridge Investment Research, Inc.01-07-2020
Shelly Ann SquierSecurities America, Inc.MML Investors Services, LLC01-03-2020
John Sidney RobertsSecurities America, Inc.LPL Financial LLC$25012-23-2019
Robert William KastenSecurities America, Inc.First Allied Securities, Inc.$5012-03-2019
Patricia Ann RossSecurities America, Inc.First Allied Securities, Inc.11-26-2019
Kevin Patrick FeeleySecurities America, Inc.Dart, Papesh & Company, Incorporated11-08-2019
Kenneth P. RichardsSecurities America, Inc.Farmers Financial Solutions, LLC11-01-2019
Brandy Nicole DyerSecurities America, Inc.TD Ameritrade, Inc.09-09-2019
Benjamin Eric KoleySecurities America, Inc.Centaurus Financial, Inc.08-19-2019
Jay Alan WallingerSecurities America, Inc.Summit Brokerage Services, Inc.$2507-08-2019
Clint Joseph EikmeierSecurities America, Inc.Cetera Advisors LLC07-08-2019
Todd Lee BohlmeyerSecurities America, Inc.FBL Marketing Services, LLC06-12-2019
Joseph William MissmanSecurities America, Inc.Edward Jones05-03-2019
Jeffrey Lloyd KraftSecurities America, Inc.Questar Capital Corporation02-04-2019
Sabin Berg AlibrandiSecurities America, Inc.Cetera Advisors LLC11-26-2018
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Katie RawsonSecurities America, Inc.Foresters Financial Services, Inc.09-24-2018
David Douglass PetersonSecurities America, Inc.INVEST Financial Corporation$5008-14-2018
Mark Charles LarsonSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-16-2018
Jon Robert HermanSecurities America, Inc.TD Ameritrade, Inc.07-16-2018
Cory Joe RandallSecurities America, Inc.TD Ameritrade, Inc.07-16-2018
Tyler James SteinkuhlerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.06-18-2018
Kevin John HedstromSecurities America, Inc.ProEquities, Inc.06-13-2018
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Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.