Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael BaroneSecurities America, Inc.Hornor, Townsend & Kent, LLC$5002-22-2019
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Jan Frederick SedlacekSecurities America, Inc.Hornor, Townsend & Kent, LLC$9610-25-2018
Miri Y UptonSecurities America, Inc.Equity Services, Inc.$5009-17-2018
Tracey Sue LawrenceSecurities America, Inc.Equity Services, Inc.09-17-2018
Broderick Allen RobinsonSecurities America, Inc.Hornor, Townsend & Kent, LLC05-24-2018
Robert J. Taraska Jr.Securities America, Inc.LPL Financial LLC01-17-2018
Anne KraljicSecurities America, Inc.INVEST Financial Corporation$2512-19-2017
Frank Edward DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Neil Gerard D'AmatoSecurities America, Inc.NYLIFE Securities LLC12-11-2017
Joseph John DepaolaSecurities America, Inc.Lincoln Financial Securities Corporation12-11-2017
Michael John Oldham AlbergaSecurities America, Inc.INVEST Financial Corporation12-04-2017
Karl Thomas CrytserSecurities America, Inc.National Planning Corporation$2511-06-2017
Roger K RiehmSecurities America, Inc.National Planning Corporation11-01-2017
Michael Albert Gandet Jr.Securities America, Inc.National Planning Corporation11-01-2017
Arthur J SiscoSecurities America, Inc.National Planning Corporation$1211-01-2017
Thomas S WagnerSecurities America, Inc.National Planning Corporation10-27-2017
Alexander Vasilantone Jr.Securities America, Inc.National Planning Corporation$5010-18-2017
Marc Steven StandigSecurities America, Inc.National Planning Corporation10-18-2017
Joseph Frederick TarantinoSecurities America, Inc.National Planning Corporation$1010-18-2017
Joseph Thomas SlavitskasSecurities America, Inc.National Planning Corporation$1810-18-2017
Neil Jeffrey AltshulerSecurities America, Inc.National Planning Corporation10-18-2017
Daniel F BeckerSecurities America, Inc.National Planning Corporation10-18-2017
Daniel Vaux WilsonSecurities America, Inc.Park Avenue Securities LLC$15002-06-2017
Robin Michael WalshSecurities America, Inc.Park Avenue Securities LLC$10002-06-2017
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.