Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David QuickSecurities America, Inc. Cambridge Investment research, Inc. $4912-18-2018
David Younis, Thomas Tette, Kenneth Ingersoll Securities America, Inc. Cambridge Investment research, Inc. $20202-07-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$5002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.$108-17-2018
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.$106-01-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$2505-04-2018
Michael Thomas Amoruso Sr.Securities America, Inc.LPL Financial LLC$112-14-2017
Scott Martin WelchSecurities America, Inc.INVEST Financial Corporation12-08-2017
Ronald Leroy DausonSecurities America, Inc.INVEST Financial Corporation12-06-2017
Benjamin Robert MurphySecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Gary Eugene StirkSecurities America, Inc.INVEST Financial Corporation$112-01-2017
Michael Joseph LinkeySecurities America, Inc.INVEST Financial Corporation12-01-2017
Paul Gregory MosesSecurities America, Inc.INVEST Financial Corporation$2512-01-2017
Reo Bennett AldermanSecurities America, Inc.INVEST Financial Corporation$812-01-2017
Stanley Joseph Koziel Jr.Securities America, Inc.INVEST Financial Corporation$112-01-2017
Wendy L GravesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Thomas Michael HamiltonSecurities America, Inc.LPL Financial LLC$2511-20-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation$111-16-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
James Edward FernanSecurities America, Inc.National Planning Corporation$111-03-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$2511-02-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$5011-02-2017
Next Page »

Showing 1 to 25 of 96 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.