Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
James Edward FernanSecurities America, Inc.National Planning Corporation11-03-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$5011-02-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$2511-02-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$2511-01-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation10-31-2017
Paul Michael PetroneSecurities America, Inc.National Planning Corporation10-30-2017
Nicholas Simon TuckSecurities America, Inc.National Planning Corporation10-26-2017
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
Senta Lisa CurranSecurities America, Inc.National Planning Corporation10-25-2017
William John NiederauerSecurities America, Inc.National Planning Corporation10-23-2017
Richard Michael GeorgeSecurities America, Inc.National Planning Corporation$2510-20-2017
Roger Allen Pikul Jr.Securities America, Inc.National Planning Corporation10-20-2017
Robert Allan HowerterSecurities America, Inc.National Planning Corporation10-20-2017
Nicholas Christopher BeckmanSecurities America, Inc.National Planning Corporation10-17-2017
Robert Alan LindSecurities America, Inc.Park Avenue Securities LLC01-03-2017
Randy Lee SherrickSecurities America, Inc.Park Avenue Securities LLC12-05-2016
Andrew LomantoSecurities America, Inc.INVEST Financial Corporation$5011-16-2016
Michael James MurraySecurities America, Inc.Ameriprise Financial Services, Inc.$5010-31-2016
Dean Mark LicataSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Joseph Steven AltobelliSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
David John NagySecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
Gregory Jon HarrisonSecurities America, Inc.Wall Street Financial Group, Inc.$2009-23-2016
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Showing 26 to 50 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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