Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Philip WatersSecurities America, Inc.MML Investors Services, LLC06-01-2009
Christina Marie WolfeSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2010
Matthew Scott BurwickSecurities America, Inc.HSBC Securities (USA) Inc.02-04-2011
Scott LewisSecurities America, Inc.MML Investors Services, LLC10-21-2011
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
Cappy Alexander FosterSecurities America, Inc.Investors Security Company, Inc.12-07-2012
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC09-03-2013
Jonathan Lifschutz, David ReedSecurities America, Inc.Morgan Stanley$7504-17-2014
Alexander James MeleSecurities America, Inc.FSC Securities Corporation01-12-2015
James HanshumakerSecurities America, Inc.LPL Financial LLC09-08-2015
Donald Melvin BensonSecurities America, Inc.LPL Financial LLC$2503-04-2016
Paul A. MichalukSecurities America, Inc.Morgan Stanley$1703-11-2016
Dean Mark LicataSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Joseph Steven AltobelliSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
David John NagySecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
Gregory Jon HarrisonSecurities America, Inc.Wall Street Financial Group, Inc.$2009-23-2016
Richard Alan HarterSecurities America, Inc.Wall Street Financial Group, Inc.$1509-23-2016
Timothy Dane D'AngeloSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Gladys Ann ValentineSecurities America, Inc.Wall Street Financial Group, Inc.$1009-23-2016
Mark Edwin KlugeSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Mark Robert FaircloughSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Marvin Edwin GrossSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Joseph Angelo BlandoSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Robert Alan Dicks Jr.Securities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Robert Edward WilczakSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Next Page »

Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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