Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$50011-01-2017
Alexander James MeleSecurities America, Inc.FSC Securities Corporation$80001-12-2015
Alfred Frank Cassinelli IISecurities America, Inc.United Advisors$50010-18-2013
Andrew LomantoSecurities America, Inc.INVEST Financial Corporation$50011-16-2016
Angela Michelle BledsoeSecurities America, Inc.AXA Advisors, LLC05-27-2016
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$70010-31-2017
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC$50009-03-2013
Benjamin Robert MurphySecurities America, Inc.INVEST Financial Corporation$50012-01-2017
Brent StewartSecurities America, Inc.Citizens Securities, Inc.11-27-2019
Christina Marie WolfeSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24004-07-2010
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
David Arron YounisSecurities America, Inc.Cambridge Investment Research, Inc.$13002-07-2019
David Bernard ReedSecurities America, Inc.Morgan Stanley04-17-2014
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
David Gary YoungSecurities America, Inc.INVEST Financial Corporation$50012-01-2017
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Dominic John DimeleSecurities America, Inc.Cadaret, Grant & Co., Inc.03-19-2014
Donald Melvin BensonSecurities America, Inc.LPL Financial LLC$25003-04-2016
Donna Sue MenzaSecurities America, Inc.Cadaret, Grant & Co., Inc.$50011-07-2016
Francis Michael CelonaSecurities America, Inc.Cambridge Investment Research, Inc.02-12-2019
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$25011-01-2017
Gary Eugene StirkSecurities America, Inc.INVEST Financial Corporation$50012-01-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation$10011-16-2017
Next Page »

Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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