Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin Andrew HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Ronald Joseph Ritchey Jr.Securities America, Inc.Voya Investments Distributor, LLC11-09-2018
Julie Anne Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
Eric F JonesSecurities America, Inc.National Planning Corporation11-03-2017
William Herman DixonSecurities America, Inc.Wall Street Financial Group, Inc.$4809-23-2016
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$104-27-2016
Gregory David GoodsonSecurities America, Inc.Fidelity Brokerage Services LLC04-26-2016
Mark William PfisterSecurities America, Inc.Parkland Securities, LLC02-18-2016
Mary C SlaneSecurities America, Inc.SA Stone Wealth Management Inc.12-04-2015
Matthew Harold FieldsSecurities America, Inc.Oppenheimer & Co. Inc.08-10-2015
Bernard Gabriel Barrow Jr.Securities America, Inc.Fintegra, LLC07-14-2015
Steven Bartlett ConditSecurities America, Inc.Oppenheimer & Co. Inc.06-01-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.$102-27-2015
John Matthew RileySecurities America, Inc.Kestra Investment Services, LLC01-01-2015
Sherry L MonjarSecurities America, Inc.LPL Financial LLC11-05-2014
Phillip Joseph SusiSecurities America, Inc.Oppenheimer & Co. Inc.10-30-2014
Joshua Richard AllenSecurities America, Inc.Oppenheimer & Co. Inc.10-28-2014
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.$109-25-2014
Paul Jacob PurcellSecurities America, Inc.LPL Financial LLC$2509-05-2014
Samuel William BaynesSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-29-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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