Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Aloysius C JosephSecurities America, Inc.Commonwealth Financial Network11-12-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.09-25-2014
Roger Kent MyersSecurities America, Inc.Dalton Strategic Investment Services Inc.07-30-2014
Robert Emmett Faesy Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.07-24-2014
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
Robert Vincent Kromer Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.$5007-17-2014
James Daniel KeithSecurities America, Inc.Dalton Strategic Investment Services Inc.07-09-2014
Randy Duane TrumboSecurities America, Inc.Dalton Strategic Investment Services Inc.06-16-2014
Gwendolyn SlaterSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Daniel Matthew PaddenSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$5008-22-2019
Darin A. HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Gregory David GoodsonSecurities America, Inc.Fidelity Brokerage Services LLC04-26-2016
Christine SivakSecurities America, Inc.Financial Telesis Inc01-30-2012
Steven Maurice WeinsteinSecurities America, Inc.Independent Financial Partners$2504-28-2017
Edward Aron Sommer IIISecurities America, Inc.INVEST Financial Corporation12-18-2017
Ryan C. OldsSecurities America, Inc.Investment Partners Ltd12-20-2010
John Matthew RileySecurities America, Inc.Kestra Investment Services, LLC01-01-2015
Tiffany L BovalSecurities America, Inc.Key Investment Services LLC10-25-2018
Shital Pravin RawalSecurities America, Inc.Key Investment Services LLC06-06-2017
Michael J. PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.