Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darin A. HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Anthony J. SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Ronald Joseph Ritchey Jr.Securities America, Inc.Voya Investments Distributor, LLC11-09-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Aron SommerSecurities America, Inc.Invest Financial$31903-07-2018
Douglas Jack KooglerSecurities America, Inc.Wealth Management Group11-28-2017
William Herman DixonSecurities America, Inc.Wall Street Financial Group, Inc.$4809-23-2016
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$1004-27-2016
Jeremy Michael SahamSecurities America, Inc.Raymond James & Associates, Inc.04-06-2016
Bernard Gabriel Barrow Jr.Securities America, Inc.Fintegra, LLC07-14-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.02-27-2015
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.09-25-2014
Paul Jacob PurcellSecurities America, Inc.Stratos Wealth Partners, Ltd09-05-2014
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$10007-09-2014
Leslie Benjamin GoldsteinSecurities America, Inc.Sigma Financial Corporation$10007-01-2014
Randy Duane TrumboSecurities America, Inc.Dalton Strategic Investment Services Inc.06-16-2014
Rita Carol BrutonSecurities America, Inc.Dalton Strategic Investment Services Inc.$2506-04-2014
Gwendolyn SlaterSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Daniel Matthew PaddenSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC02-21-2014
Jc Christopher ParkerSecurities America, Inc.LPL Financial LLC11-01-2013
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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