Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aron SommerSecurities America, Inc.INVEST Financial Corporation$31903-07-2018
James Lewis Foreman JrSecurities America, Inc.SA Stone Wealth Management Inc.$2507-10-2020
John Webster BitemanSecurities America, Inc.SA Stone Wealth Management Inc.05-05-2020
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
Ralph Kirk TeppeSecurities America, Inc.Next Financial Group, Inc.$2512-20-2019
Joseph Edmund ClementSecurities America, Inc.SA Stone Wealth Management Inc.12-20-2019
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Christopher Duke ButcherSecurities America, Inc.Principal Securities, Inc.04-16-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Julie A Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC08-24-2018
Edward Aron Sommer IIISecurities America, Inc.INVEST Financial Corporation12-18-2017
Douglas Jack KooglerSecurities America, Inc.Wealth Management Group11-28-2017
Shital Pravin RawalSecurities America, Inc.Key Investment Services LLC06-06-2017
Jeremy Michael SahamSecurities America, Inc.Raymond James & Associates, Inc.04-06-2016
Bernard Gabriel Barrow JrSecurities America, Inc.Fintegra, LLC07-14-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.02-27-2015
Paul Jacob PurcellSecurities America, Inc.Stratos Wealth Partners, Ltd$2509-05-2014
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$2507-09-2014
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC$5002-21-2014
William Glenn HensonSecurities America, Inc.Raymond James Financial Services, Inc.$2501-02-2014
Jc Christopher ParkerSecurities America, Inc.LPL Financial LLC$10011-01-2013
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.