Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Felix JonesSecurities America, Inc.LPL Financial LLC$8009-16-2015
Renda R Reese-DavisSecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Renita Marie DickSecurities America, Inc.Voya Financial Advisors, Inc.$5009-02-2020
David Dick IISecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Jared Scott BulmerSecurities America, Inc.ProEquities, Inc.03-29-2018
Kirk Lee WardSecurities America, Inc.Investment Centers of America, Inc.$2510-13-2017
Brian Jacob WellsSecurities America, Inc.Cetera Advisor Networks LLC08-31-2017
Leah Anne BrooksSecurities America, Inc.Raymond James Financial Services, Inc.04-10-2017
Shawn Lewis HoukSecurities America, Inc.Avantax Investment Services, Inc.$5002-24-2017
Curtis Brian WilsonSecurities America, Inc.LPL Financial LLC07-09-2015
Charles D BurkesSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2015
Nicholas Alexander DuthieSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2015
Robert Allen ArmstrongSecurities America, Inc.Arvest Wealth Management$5003-16-2015
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.