Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Gregory KohlerSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Mark Steven DavisSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Paul Gaetano Giordano Jr.Securities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Gregory John Frentzen Jr.Securities America, Inc.CUSO Financial Services, L.P.11-23-2016
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
Curtis Lee RexrothSecurities America, Inc.GWN Securities Inc.03-13-2015
Scott William CarrSecurities America, Inc.HD Vest Investment Services11-09-2016
Charles Ernest Baer Jr.Securities America, Inc.Investors Security Company, Inc.12-07-2012
Allen James RogersSecurities America, Inc.LPL Financial LLC$5006-30-2015
Liliane N. O'BrienSecurities America, Inc.LPL Financial LLC12-09-2013
Craig C. BallSecurities America, Inc.LPL Financial LLC06-03-2013
James Dennis SpanglerSecurities America, Inc.MetLife Securities Inc.12-23-2009
Norman Stewart StrobelSecurities America, Inc.MML Investors Services, Inc.$10009-19-2019
Joanne Lee WeidnerSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5008-17-2018
Joanne Marie NataleSecurities America, Inc.National Planning Corporation10-26-2017
John David AndersonSecurities America, Inc.National Planning Corporation10-25-2017
David William MarrazzoSecurities America, Inc.National Planning Corporation$15010-09-2017
John Harold Kirschner IIISecurities America, Inc.National Planning Corporation10-09-2017
Robert Mark SestiliSecurities America, Inc.Next Financial Group, Inc.04-13-2010
Anthony Ralph GennaroSecurities America, Inc.Next Financial Group, Inc.$2504-09-2010
Sarvey Garcia CanellaSecurities America, Inc.Next Financial Group, Inc.$1004-09-2010
John LanzettaSecurities America, Inc.Questar Capital Corporation$17503-12-2019
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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