Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Gregory KohlerSecurities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Angela Nicole AugustineSecurities America, Inc.Capital Analysts, Incorporated$5005-11-2009
Philip Henry Sears IIISecurities America, Inc.Capital Analysts, Incorporated05-11-2009
Mark Steven DavisSecurities America, Inc.Cincinnati Analysts, Inc.$1005-11-2009
Paul Gaetano Giordano Jr.Securities America, Inc.Cincinnati Analysts, Inc.05-11-2009
Therese Michelle O'ConnellSecurities America, Inc.Cincinnati Analysts, Inc.$7505-12-2009
James Dennis SpanglerSecurities America, Inc.MetLife Securities Inc.12-23-2009
Bernadette Arlene BrownSecurities America, Inc.Next Financial Group, Inc.04-09-2010
Anthony Ralph GennaroSecurities America, Inc.Next Financial Group, Inc.$2504-09-2010
Sarvey Garcia CanellaSecurities America, Inc.Next Financial Group, Inc.$2504-09-2010
Robert Mark SestiliSecurities America, Inc.Next Financial Group, Inc.04-13-2010
Craig C. BallSecurities America, Inc.LPL Financial LLC06-03-2013
Robert Michael Love Jr.Securities America, Inc.LPL Financial LLC06-03-2013
Liliane N. O'BrienSecurities America, Inc.LPL Financial LLC$20012-09-2013
John Lewis GoodSecurities America, Inc.Securities America, Inc.02-03-2014
Curtis Lee RexrothSecurities America, Inc.GWN Securities Inc.03-13-2015
Allen James RogersSecurities America, Inc.LPL Financial LLC$5006-30-2015
Robert Warren EgglestonSecurities America, Inc.LPL Financial LLC$1006-30-2015
Catherine Ethel ScheibSecurities America, Inc.Portfolio Resources Group, Inc.$5010-23-2015
James Scott HarrisonSecurities America, Inc.Nfp Advisor Services04-25-2016
Scott William CarrSecurities America, Inc.Avantax Investment Services, Inc.11-09-2016
Ronald Brian SnyderSecurities America, Inc.Cadaret, Grant & Co., Inc.11-14-2016
Gregory John Frentzen Jr.Securities America, Inc.CUSO Financial Services, L.P.11-23-2016
Alexander WeirSecurities America, Inc.AXA Advisors, LLC03-24-2017
John Harold Kirschner IIISecurities America, Inc.National Planning Corporation10-09-2017
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.