Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcos Andujar Kristopher Beaulieu Neil Van ZandtSecurities America, Inc.WFG Investments, Inc.$12004-27-2015
John F DonovanSecurities America, Inc.Lincoln Financial Securities Corporation10-31-2014
Cody Siebert Ronald Briggs Shawn Loring James KlodoskySecurities America, Inc.First Global Capital$13911-24-2014
Chris GilbertSecurities America, Inc.Edward Jones09-04-2020
Peter G LucierSecurities America, Inc.Voya Financial Advisors, Inc.$2508-28-2020
Kyle Andrew SadlerSecurities America, Inc.Cambridge Investment Research, Inc.07-31-2020
Stephen Joseph KoesslSecurities America, Inc.Voya Financial Advisors, Inc.05-13-2020
Thomas Harold Whitlock IISecurities America, Inc.H. Beck, Inc.01-02-2020
Robert William KastenSecurities America, Inc.First Allied Securities, Inc.$5012-03-2019
Kimberly Kay RuleSecurities America, Inc.Hilltop Securities Inc.11-15-2019
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
David Wayne MatthewsSecurities America, Inc.Cetera Advisors LLC08-29-2019
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.07-19-2019
James A White SrSecurities America, Inc.First Allied Securities, Inc.05-24-2019
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Russell B SheidSecurities America, Inc.SWBC Investment Services, LLC08-03-2018
Daniel John WoodardSecurities America, Inc.LPL Financial LLC05-18-2018
Barry C RoseSecurities America, Inc.LPL Financial LLC05-18-2018
Michael Steven SeymourSecurities America, Inc.Morgan Stanley05-11-2018
Jason Henry GattsSecurities America, Inc.Advisor Resource Council$3901-25-2018
Luann ChapmangattsSecurities America, Inc.LPL Financial LLC01-25-2018
Brian Mark FruendtSecurities America, Inc.National Planning Corporation11-02-2017
Joseph Dylan ThompsonSecurities America, Inc.INVEST Financial Corporation11-02-2017
Lonny Lee WintersSecurities America, Inc.INVEST Financial Corporation11-02-2017
Julia A GalbraithSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.