Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
Barry C. RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$1011-24-2014
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities America, Inc.First Global Capital$13911-24-2014
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation07-20-2016
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation07-22-2016
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
Fred Boyce Easter Jr.Securities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Freeman Buckner Irby IIISecurities America, Inc.MML Investors Services, LLC11-06-2015
Gilbert Adan CortezSecurities America, Inc.Cetera Advisors LLC03-03-2017
Heather J. BrownSecurities America, Inc.SagePoint Financial, Inc.12-16-2014
Henry Leonard RamaekersSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.05-24-2019
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Jason Henry GattsSecurities America, Inc.360 Wealth Management, LLC$3901-25-2018
Jeff Michael MinucciSecurities America, Inc.Fidelity Brokerage Services LLC08-31-2016
John F. DonovanSecurities America, Inc.Lincoln Financial10-31-2014
John Francis DonovanSecurities America, Inc.Lincoln Financial Advisors Corporation$5010-31-2014
Joseph Dylan ThompsonSecurities America, Inc.INVEST Financial Corporation11-02-2017
Julia A. GalbraithSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Kelly Loyd McDermottSecurities America, Inc.LPL Financial LLC07-15-2014
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Lonny Lee WintersSecurities America, Inc.INVEST Financial Corporation11-02-2017
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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