Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Wayne HarrisSecurities America, Inc.Cetera Advisors LLC$2103-03-2017
Ann Marie BoxSecurities America, Inc.Investment Professionals, Inc.$2504-21-2017
Annetta M. Box TaylorSecurities America, Inc.Perryman Securities, Inc.06-13-2017
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
Barry C. RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
Charles Rogers FlournoySecurities America, Inc.Sigma Financial Corporation$1508-07-2015
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$1011-24-2014
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation07-20-2016
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation07-22-2016
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
David Bernard AdamsSecurities America, Inc.LPL Financial LLC$5002-15-2017
David Bruce RyzmanSecurities America, Inc.Fidelity Brokerage Services LLC05-23-2014
David Wayne MatthewsSecurities America, Inc.Cetera Advisors LLC08-29-2019
Ernesto G. MendozaSecurities America, Inc.Edward Jones03-10-2017
Freeman Buckner Irby IIISecurities America, Inc.MML Investors Services, LLC11-06-2015
Gary Max GoeppingerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2013
Gilbert Adan CortezSecurities America, Inc.Cetera Advisors LLC03-03-2017
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.05-24-2019
James Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.04-27-2010
James Darrell StilesSecurities America, Inc.Banc of America Investment Services, Inc.06-23-2009
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Jan Thomas MohamedSecurities America, Inc.Brokers International Financial Services, LLC.$101-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.