Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas H CarlsonSecurities America, Inc.VALIC Financial Advisors, Inc.$8107-28-2014
Jeremiah Joseph SeagleSecurities America, Inc.VALIC Financial Advisors, Inc.11-15-2019
Steven Ralph DavisSecurities America, Inc.VALIC Financial Advisors, Inc.11-07-2019
Laura Avory MegeathSecurities America, Inc.Mutual of Omaha Investor Services, Inc.04-04-2019
Eric Bernard McGinleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Timothy Charles StatesSecurities America, Inc.LifeMark Securities Corp.$5012-21-2018
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation$2511-09-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Thomas Richard Kestler JrSecurities America, Inc.Centaurus Financial, Inc.$15007-03-2018
David Richard CarlsonSecurities America, Inc.National Planning Corporation$1310-26-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.08-28-2017
Jerry Wayne BaileySecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.08-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Paul Eric JorgensenSecurities America, Inc.Next Financial Group, Inc.08-25-2017
George Allen FoglesongSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC$2502-27-2017
Deann Miles RinehartSecurities America, Inc.Morgan Stanley12-19-2016
Mikael Daniel HallstromSecurities America, Inc.Investors Financial Group09-18-2015
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.