Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation11-09-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC$1008-24-2018
Pamela Juliet SamsSecurities America, Inc.Voya Financial Advisors, Inc.$1111-10-2017
David Richard CarlsonSecurities America, Inc.National Planning Corporation$1310-26-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$1008-28-2017
William Tredway Whitmore Jr.Securities America, Inc.Next Financial Group, Inc.$5008-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$2308-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$1008-25-2017
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.08-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Thomas Harris MageeSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC02-27-2017
Augustus Dean AnninosSecurities America, Inc.VALIC Financial Advisors, Inc.09-26-2016
David Webster ThompsonSecurities America, Inc.Wall Street Financial Group, Inc.$2509-23-2016
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Timothy D. CoxSecurities America, Inc.Lombard Securities Incorporated09-03-2015
Christopher Thomas DoyleSecurities America, Inc.Next Financial Group, Inc.06-30-2015
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
Julian Pollard Sanderson Jr.Securities America, Inc.Hornor, Townsend & Kent, LLC12-16-2014
April L. MartinSecurities America, Inc.New England Securities10-27-2014
Michelle Evans OliverSecurities America, Inc.Securian Financial Services, Inc.10-13-2014
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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