Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC$2502-27-2017
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Christopher Matthew HollowaySecurities America, Inc.Investors Security Company, Inc.$15001-02-2013
David Richard CarlsonSecurities America, Inc.National Planning Corporation$1310-26-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.08-28-2017
Deann Miles RinehartSecurities America, Inc.Morgan Stanley12-19-2016
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.08-25-2017
Eric Bernard McGinleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
George Allen FoglesongSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Jeremiah Joseph SeagleSecurities America, Inc.VALIC Financial Advisors, Inc.11-15-2019
Jerry Wayne BaileySecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Julian Pollard Sanderson JrSecurities America, Inc.Hornor, Townsend & Kent, LLC12-16-2014
Laura Avory MegeathSecurities America, Inc.Mutual of Omaha Investor Services, Inc.04-04-2019
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Michael Shelton JonesSecurities America, Inc.The Retirement Group, LLC12-23-2013
Michelle Evans OliverSecurities America, Inc.Securian Financial Services, Inc.10-13-2014
Mikael Daniel HallstromSecurities America, Inc.Investors Financial Group09-18-2015
Paul Eric JorgensenSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation$2511-09-2018
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.