Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC$25002-27-2017
Anthony John MarxSecurities America, Inc.Morgan Stanley & Co. LLC07-06-2009
April L. MartinSecurities America, Inc.New England Securities10-27-2014
Ashley W OwensSecurities America, Inc.LPL Financial LLC09-17-2015
Augustus Dean AnninosSecurities America, Inc.VALIC Financial Advisors, Inc.09-26-2016
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Beom Joon YunSecurities America, Inc.Morgan Stanley$10009-16-2009
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.$10008-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$23008-25-2017
Carl Anthony MooreSecurities America, Inc.BB&T Securities, LLC$10006-19-2013
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Christopher Howell HarveySecurities America, Inc.Morgan Stanley12-01-2009
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Christopher Matthew HollowaySecurities America, Inc.Investors Security Company, Inc.$15001-02-2013
Christopher Thomas DoyleSecurities America, Inc.Next Financial Group, Inc.06-30-2015
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC$10008-24-2018
David Richard CarlsonSecurities America, Inc.National Planning Corporation$13010-26-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$10008-28-2017
Deann Miles RinehartSecurities America, Inc.Morgan Stanley$10012-19-2016
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$25008-25-2017
Diane Kay PatchSecurities America, Inc.Raymond James Financial Services Advisors, Inc04-15-2014
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$10008-25-2017
Eric Bernard McGinleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Hallett Raymond Gates IIISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
Henry Hunter Odom Jr.Securities America, Inc.New England Securities02-20-2015
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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