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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.10-24-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Shawn Michael LaytonSecurities America, Inc.ProEquities, Inc.12-14-2015
Scott Patrick HurstSecurities America, Inc.National Planning Corporation05-21-2013
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Robert Edmond LindenSecurities America, Inc.INVEST Financial Corporation12-01-2017
Paul E. CarlsonSecurities America, Inc.Principal Securities, Inc.05-18-2018
Kevin Randall StottlemyreSecurities America, Inc.Umpqua Investments, Inc.$10008-02-2016
Jeanette FioreSecurities America, Inc.U.S. Bancorp Investments, Inc.01-28-2010
Janet Lynne ChristinSecurities America, Inc.Umpqua Investments, Inc.08-02-2016
Irene Suet Lee-SluysSecurities America, Inc.Waddell & Reed10-19-2017
Hal LetticeSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Emily Rose McDonaldSecurities America, Inc.JHS Capital Advisors, LLC06-16-2015
David Michael RothSecurities America, Inc.Geneos Wealth Management, Inc.09-10-2018
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Bruce Verl MaussSecurities America, Inc.Questar Capital Corporation$5002-05-2019
Brett Howard HulseSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Amanda M. MorrisSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-14-2017

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.