Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$2511-01-2017
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
Michael Walter KlaukeSecurities America, Inc.Next Financial Group, Inc.$10012-01-2016
Brett Patrick WelchSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
David Kenneth SorensenSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
David Samuel LicarySecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Kay Ann FreitagSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
Roland Walter MollSecurities America, Inc.Cetera Advisor Networks LLC$1011-09-2016
Wayne Devonne BisekSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
William Russell NeubauerSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
Michael Joseph PepinSecurities America, Inc.First Allied Securities, Inc.$110-25-2016
Gregory Emil BritschSecurities America, Inc.Fintegra, LLC09-10-2015
Brian Scott JansenSecurities America, Inc.Fintegra, LLC$5008-28-2015
Frank J ServaisSecurities America, Inc.Fintegra, LLC08-11-2015
Linda Mae LarsonSecurities America, Inc.Fintegra, LLC$107-21-2015
William Walter ZurekSecurities America, Inc.Fintegra, LLC07-20-2015
Todd Rowe ZaeskeSecurities America, Inc.Wells Fargo Clearing Services, LLC07-05-2013
Lynn Marie FordSecurities America, Inc.Investment Centers of America, Inc.02-01-2012
Kasey Ryan VerginSecurities America, Inc.Chase Investment Services Corp.02-01-2011
Daniel R HillSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-01-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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